AI-Powered Regulatory Risk Detection
Analyze business statements and communications for compliance risks across SEC, FINRA, and FTC regulations. Catch potential violations before they become costly fines.
Real-time Analysis
Instantly analyze statements against multiple regulatory frameworks
Multi-Framework
Covers SEC, FINRA, FTC regulations and compliance requirements
Risk Scoring
Get detailed risk scores and actionable recommendations
Statement Compliance Analyzer
Example Statements to Try:
"Our investment strategy guarantees 20% annual returns with zero risk to your principal."
High Risk"Based on our proprietary analysis, we believe this investment opportunity offers attractive potential returns."
Low RiskRegulatory Frameworks Covered
SEC Regulations
- • Investment adviser communications
- • Performance guarantee prohibitions
- • Material information disclosures
- • Risk disclosure requirements
FINRA Rules
- • Member communication standards
- • Fair and balanced presentations
- • Promotional language restrictions
- • Past performance disclaimers
FTC Guidelines
- • Deceptive advertising practices
- • Substantiation requirements
- • Endorsement disclosures
- • Truth in advertising standards